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RIA Intelligence
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Registered advisor
A•••• J•• T•••••••
Feed of 09/14/2026
Also filed as A•••• J•• T•••••••
At current firm
1 y
since Sep 5, 2025
In the industry
20 y
since Oct 25, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Lancaster, Pa
- A•••••• A••••••• S••••••• formerJul 22, 2024 to Sep 5, 2025 · Lancaster, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDSep 27, 2019 to Jul 29, 2024 · Lancaster, Pa
- W•••• F•••• A••••••• wirehouseDec 14, 2012 to Oct 2, 2019 · Columbia, Pa
- P•• W••••• M••••••••• BD affiliatedSep 17, 2008 to Dec 17, 2012 · Lancaster, Pa
- T••••••• I••••••••• M••••••••• I••• BD affiliatedFeb 26, 2007 to Sep 17, 2008 · Lancaster, Pa
- C••••• I••••••••• S••••••• L•• formerMar 8, 2006 to Feb 23, 2007 · Shillington, Pa
- F•• S••••••••• C••••••••• formerOct 26, 2005 to Jan 31, 2006 · East Petersburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••left Jul 29, 2024, registered Jul 22, 2024 (-7 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 2, 2019, registered Sep 27, 2019 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Dec 17, 2012, registered Dec 14, 2012 (-3 days) · Other
- T••••••• I••••••••• M••••••••• I••• to P•• W••••• M•••••••••left Sep 17, 2008, registered Sep 17, 2008 (0 days) · Other
- C••••• I••••••••• S••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Feb 23, 2007, registered Feb 26, 2007 (3 days) · Other
- F•• S••••••••• C••••••••• to C••••• I••••••••• S••••••• L••left Jan 31, 2006, registered Mar 8, 2006 (36 days) · Other
Signals
- A•••• J•• T••••••• left A••••••••• F•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2024-07-22)Jul 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address