RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• F••••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 14, 2025 · Ann Arbor, Mi
- L••• K••• • C•••••• formerFeb 11, 2014 to Aug 14, 2025 · Troy, Mi
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedJan 10, 2014 to Jan 28, 2014 · Orlando, Fl
- S•• BD affiliatedAug 21, 2013 to Dec 2, 2013 · Chelsea, Mi
- E••••• J•••• national BDMar 19, 2008 to Aug 12, 2013 · Ann Arbor, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedAug 6, 2007 to Aug 13, 2007 · Maumee, Oh
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 17, 2003 to Aug 1, 2007 · Monroeville, Pa
- L••• K••• • C•••••• to L•• F•••••••• L••left Aug 14, 2025, registered Aug 14, 2025 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• A••••• I••••••••• M••••••••• L•• to L••• K••• • C••••••left Jan 28, 2014, registered Feb 11, 2014 (14 days) · Other
- S•• to I••••••••• A••••• I••••••••• M••••••••• L••left Dec 2, 2013, registered Jan 10, 2014 (39 days) · Other
- E••••• J•••• to S••left Aug 12, 2013, registered Aug 21, 2013 (9 days) · Other
- H••••••••• F•••••••• A••••••• to E••••• J••••left Aug 13, 2007, registered Mar 19, 2008 (219 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••••••• F•••••••• A•••••••left Aug 1, 2007, registered Aug 6, 2007 (5 days) · Other
- Christopher Fredrick Rueger left L.M. Kohn & Company for Lpl Financial Llc (registered 2025-08-14)Aug 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address