RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• E••••• W••••••
- •••••••• independent RIA currentsince May 16, 2025 · Jupiter, Fl
- W•••• F•••• A••••••• wirehouseJul 2, 2015 to May 21, 2025 · Palm Beach Gardens, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedMay 1, 2007 to Jul 7, 2015 · Johnstown, Ny
- W•••• F•••• A••••••• wirehouseJul 6, 2001 to May 1, 2007 · Johnstown, Ny
- W•••• F•••• A••••••• to ••••••••left May 21, 2025, registered May 16, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- J••••• M••••••••• S•••• L•• to W•••• F•••• A•••••••left Jul 7, 2015, registered Jul 2, 2015 (-5 days) · Other
- W•••• F•••• A••••••• to J••••• M••••••••• S•••• L••left May 1, 2007, registered May 1, 2007 (0 days) · Other
- D•••••• E••••• W•••••• left W•••• F•••• A••••••• for &Partners (registered 2025-05-16)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address