DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bradley G. Sofonia

Planmember Securities Corporationindependent RIASouth Jordan, Ut dual registrantIAPD 2670011

Feed of 09/14/2026

Also filed as Brad G Sofonia

At current firm

0 y

since Aug 6, 2026

In the industry

26 y

since Mar 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Planmember Securities Corporation independent RIA current
since Aug 6, 2026 · South Jordan, Ut
Wealth Management Cpas, LLC independent RIA
Jul 6, 2026 to Jul 16, 2026 · Salt Lake City, Ut
MML Investors Services, LLC BD affiliated
Sep 8, 2025 to Jun 30, 2026 · Lehi, Ut
Esi Financial Advisors independent RIA
Aug 12, 2025 to Aug 22, 2025 · South Jordan, Ut
Principal Securities, Inc. BD affiliated
Dec 3, 2024 to Jun 27, 2025 · Fresno, Ca
Pruco Securities, LLC no RAUM
Aug 10, 2005 to Dec 10, 2024 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

Wealth Management Cpas, LLC to Planmember Securities Corporation
left Jul 16, 2026, registered Aug 6, 2026 (21 days) · RIA to RIA
MML Investors Services, LLC to Wealth Management Cpas, LLC
left Jun 30, 2026, registered Jul 6, 2026 (6 days) · Affiliated broker-dealer or bank to independent RIA
Esi Financial Advisors to MML Investors Services, LLC
left Aug 22, 2025, registered Sep 8, 2025 (17 days) · RIA to affiliated broker-dealer or bank
Principal Securities, Inc. to Esi Financial Advisors
left Jun 27, 2025, registered Aug 12, 2025 (46 days) · Affiliated broker-dealer or bank to independent RIA
Pruco Securities, LLC to Principal Securities, Inc.
left Dec 10, 2024, registered Dec 3, 2024 (-7 days) · Other

Signals

Bradley G. Sofonia left Wealth Management Cpas, Llc for Planmember Securities Corporation (registered 2026-08-06)
Jul 16, 2026 · Advisor changed firm · fact
Bradley G. Sofonia left Mml Investors Services, Llc for Wealth Management Cpas, Llc (registered 2026-07-06)
Jun 30, 2026 · Advisor changed firm · fact
Bradley G. Sofonia left Esi Financial Advisors for Mml Investors Services, Llc (registered 2025-09-08)
Aug 22, 2025 · Advisor changed firm · fact
Bradley G. Sofonia left Principal Securities, Inc. for Esi Financial Advisors (registered 2025-08-12)
Jun 27, 2025 · Advisor changed firm · fact
Bradley G. Sofonia left Pruco Securities, Llc for Principal Securities, Inc. (registered 2024-12-03)
Dec 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address