DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealth Management Cpas, LLC

Independent wealth managerSalt Lake City, UtahCRD 310096SEC 801-123458website IAPD

Latest filing Sep 15, 2026

First filing on the tape Feb 14, 2022 · 16 filings

SEC status approved since Mar 17, 2022

RAUM

$329M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$329M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$54.9M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$329M as of Jul 16, 2026

Feb 14, 2023$114M then

HNW client RAUM$172M as of Jul 16, 2026

Feb 14, 2023$49.5M then

State-registered IARs (5.B.3)5 as of Jul 16, 2026

Feb 14, 20232 then

Employees (5.A)10 as of Jul 16, 2026

Feb 14, 20237 then

Private funds: no history

RAUM +22% over the last fiscal year+42% a year over threeIARs 6 to 7

Practice profile

derived from the filing of Sep 15, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $47.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 56derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.9MderivedHNW RAUM over HNW clients
Average account: $328,500derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -35%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$172M52%
Individuals$157M48%
Charitable organizations$102,2220.0%

Individual clients: 336reported
HNW clients: 59reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 1,002reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Robert John Beck	Salt Lake City, Ut	Sep 21, 2020	16 y	2
Tamra Lee Williams	Salt Lake City, Ut	May 18, 2022	20 y	0
Gregory Paul Hawkins	South Jordan, Ut	Jun 27, 2023	24 y	0
John Paul Hawkins	Salt Lake City, Ut	Jun 27, 2023	20 y	0
Kyle Moriyama	Salt Lake City, Ut	Sep 15, 2023	11 y	0
Preston A Lee	Salt Lake City, Ut	Feb 16, 2024	18 y	5
Jeffrey Sanchez	Salt Lake City, Ut	Sep 15, 2026	11 y	0

Advisor movement

2 left, 1 joined in 12 months

net -1 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months

Left, latest

Bradley G. Sofonia to Planmember Securities Corporation
Jul 16, 2026 · RIA to RIA
Melody Anne Ream to D.A. Davidson & Co.
May 6, 2026 · RIA to RIA

Joined, latest

Bradley G. Sofonia from MML Investors Services, LLC
Jul 6, 2026 · Affiliated broker-dealer or bank to independent RIA
Preston A Lee from Morgan Stanley
Feb 16, 2024 · Wirehouse to independent RIA
Robert John Beck from Townsquare Capital, LLC
Sep 21, 2020 · RIA to RIA

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

John Robert Beck · Managing Member/Chief Compliance Officercontrol
since 08/2014 · owns 75% or more

Related persons

Schedule D 7.A

Gregory P. Hawkins
n
John Hawkins
real estaten
Wealth Management Insurance Solutions, LLC
real estaten
Wealth Management Tax Solutions, LLC
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Salt Lake City, Ut · principal	7	1	2
South Jordan, Ut	2	0	0

Offices

Schedule D 1.F, the 25 largest

South Jordan, UT2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

clients down average size upCombination · filing Feb 24, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $270,877,513 to $329,157,318, advisors 6 to 6, private clients 608 to 395, offices 1 to 1 (2025-02-12 to 2026-02-24)
peers: independent wealth managers, $100M to $500M (5,676)
client count collapseChange between filings · filing Feb 24, 2026
individual and HNW clients (Item 5.D) moved from 608.0 to 395.0 (-35.0%) between the annual amendments of 2025-02-12 and 2026-02-24; the peer median change was +3.0% (3310 comparable advisers, 3.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (3,310) · 3.2% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 5 to 7
Jul 16, 2026 to Sep 15, 2026
Employees · 10 to 11
Jul 16, 2026 to Sep 15, 2026
Financial planning clients · 251-500 to 251-500
Jul 16, 2026 to Sep 15, 2026
State-registered IARs · 5 to 7
Jul 16, 2026 to Sep 15, 2026
Succession · false to unset
Jul 16, 2026 to Sep 15, 2026
Advisory employees · 6 to 5
Feb 24, 2026 to May 6, 2026
Employees · 11 to 10
Feb 24, 2026 to May 6, 2026
State-registered IARs · 6 to 5
Feb 24, 2026 to May 6, 2026
Accounts · 893 to 1,002
Feb 12, 2025 to Feb 24, 2026
Charity clients · unset to 1.0
Feb 12, 2025 to Feb 24, 2026
Corporate clients · 3.0 to unset
Feb 12, 2025 to Feb 24, 2026
HNW clients · 55 to 59
Feb 12, 2025 to Feb 24, 2026
Individual clients · 553 to 336
Feb 12, 2025 to Feb 24, 2026
Discretionary RAUM · $271M to $329M
Feb 12, 2025 to Feb 24, 2026
HNW RAUM · $118M to $172M
Feb 12, 2025 to Feb 24, 2026
Individual RAUM · $150M to $157M
Feb 12, 2025 to Feb 24, 2026
RAUM · $271M to $329M
Feb 12, 2025 to Feb 24, 2026
Accounts · 820 to 893
Aug 30, 2024 to Feb 12, 2025
HNW clients · 71 to 55
Aug 30, 2024 to Feb 12, 2025
Individual clients · 255 to 553
Aug 30, 2024 to Feb 12, 2025
Financial planning clients · 251-500 to 251-500
Aug 30, 2024 to Feb 12, 2025
Discretionary RAUM · $236M to $271M
Aug 30, 2024 to Feb 12, 2025
HNW RAUM · $131M to $118M
Aug 30, 2024 to Feb 12, 2025
Individual RAUM · $101M to $150M
Aug 30, 2024 to Feb 12, 2025
RAUM · $236M to $271M
Aug 30, 2024 to Feb 12, 2025
Accounts · 593 to 820
Feb 16, 2024 to Aug 30, 2024
HNW clients · 41 to 71
Feb 16, 2024 to Aug 30, 2024
Individual clients · 310 to 255
Feb 16, 2024 to Aug 30, 2024
Discretionary RAUM · $157M to $236M
Feb 16, 2024 to Aug 30, 2024
HNW RAUM · $72.4M to $131M
Feb 16, 2024 to Aug 30, 2024
Individual RAUM · $82.1M to $101M
Feb 16, 2024 to Aug 30, 2024
RAUM · $157M to $236M
Feb 16, 2024 to Aug 30, 2024
Accounts · 592 to 593
Oct 25, 2023 to Feb 16, 2024
Advisory employees · 5 to 6
Oct 25, 2023 to Feb 16, 2024
Corporate clients · 1 to 3
Oct 25, 2023 to Feb 16, 2024
HNW clients · 25 to 41
Oct 25, 2023 to Feb 16, 2024
Individual clients · 361 to 310
Oct 25, 2023 to Feb 16, 2024
Employees · 10 to 11
Oct 25, 2023 to Feb 16, 2024
Financial planning clients · 0 to 251-500
Oct 25, 2023 to Feb 16, 2024
State-registered IARs · 5 to 6
Oct 25, 2023 to Feb 16, 2024

Signals

4 dated events

Jeffrey Sanchez registered as an investment adviser representative at Wealth Management Cpas, Llc
Sep 15, 2026 · Advisor registered · fact
Bradley G. Sofonia left Wealth Management Cpas, Llc for Planmember Securities Corporation (registered 2026-08-06)
Jul 16, 2026 · Advisor changed firm · fact
Melody Anne Ream left Wealth Management Cpas, Llc for D.A. Davidson & Co. (registered 2026-05-04)
May 6, 2026 · Advisor changed firm · fact
Wealth Management Cpas, Llc filed its initial SEC registration (Form ADV)
Feb 14, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@wealthcpas.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 801-272-4357reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/wealthcpasreportedpublic record, Form ADV, Sep 17, 2026
Website: wealthcpas.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 801-272-4357reportedpublic record, Form ADV, Sep 15, 2026
Team page: wealthcpas.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $54.9Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026