RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Montville, Nj
- I• A••••••• S•••••••• I••• formerJan 28, 2020 to Mar 6, 2025 · Bedminster, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 21, 2019 to Jan 23, 2020 · Fairfield, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 1, 2015 to Jan 3, 2019 · Newton, Nj
- L•• F•••••••• L•• BD affiliatedJul 14, 2014 to Jul 13, 2015 · Bernardsville, Nj
- H••• S••••••••• •••• I••• BD affiliatedJun 12, 2012 to Jul 15, 2014 · Parsippany, Nj
- W•••• F•••• A••••••• wirehouseApr 2, 2012 to May 29, 2012 · Summit, Nj
- H••• S••••••••• •••• I••• BD affiliatedMay 9, 2008 to Mar 12, 2012 · Parsippany, Nj
- P•• W••••• M••••••••• BD affiliatedAug 4, 2005 to Feb 13, 2006 · Montclair, Nj
- E•••• N••••••• S••••••••• I••• formerMay 19, 2005 to Jul 21, 2005 · Oak Ridge, Nj
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to I• A••••••• S•••••••• I•••left Jan 23, 2020, registered Jan 28, 2020 (5 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M•• I•••••••• S•••••••• L••left Jan 3, 2019, registered Mar 21, 2019 (77 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 13, 2015, registered Oct 1, 2015 (80 days) · Other
- H••• S••••••••• •••• I••• to L•• F•••••••• L••left Jul 15, 2014, registered Jul 14, 2014 (-1 days) · Other
- W•••• F•••• A••••••• to H••• S••••••••• •••• I•••left May 29, 2012, registered Jun 12, 2012 (14 days) · Other
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Mar 12, 2012, registered Apr 2, 2012 (21 days) · Other
- P•• W••••• M••••••••• to H••• S••••••••• •••• I•••left Feb 13, 2006, registered May 9, 2008 (816 days) · Other
- E•••• N••••••• S••••••••• I••• to P•• W••••• M•••••••••left Jul 21, 2005, registered Aug 4, 2005 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address