DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nooshin Mckinney

Steward Partners Investment Advisory, LLCBD affiliatedMarietta, Ga dual registrantIAPD 2675672

Feed of 09/14/2026

Also filed as Nooshin Mohammadi

At current firm

1 y

since Nov 12, 2024

In the industry

30 y

since Mar 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Steward Partners Investment Advisory, LLC BD affiliated current
since Nov 12, 2024 · Kennesaw, Ga
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 13, 2016 to Mar 24, 2020 · Atlanta, Ga
Strategic Advisers LLC national BD
May 21, 2015 to Jun 6, 2016 · Atlanta, Ga
Charles Schwab & Co., Inc. national BD
Nov 12, 2010 to Apr 17, 2015 · Atlanta, Ga
Capitol Securities Management, Inc. independent RIA
Apr 28, 2010 to Nov 4, 2010 · Atlanta, Ga
UBS Financial Services Inc. wirehouse
Jun 25, 2007 to May 28, 2008 · Atlanta, Ga
Suntrust Investment Services, Inc. former
Apr 12, 2007 to Jun 15, 2007 · Atlanta, Ga
Partnervest Advisory Services LLC former
Jan 26, 2006 to Sep 7, 2006 · Santa Barbara, Ca
Gunnallen Financial, Inc unclassified
Oct 7, 2003 to Dec 2, 2005 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Steward Partners Investment Advisory, LLC
left Mar 24, 2020, registered Nov 12, 2024 (1694 days) · Wirehouse to affiliated broker-dealer or bank
Strategic Advisers LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 6, 2016, registered Jun 13, 2016 (7 days) · Affiliated broker-dealer or bank to wirehouse
Charles Schwab & Co., Inc. to Strategic Advisers LLC
left Apr 17, 2015, registered May 21, 2015 (34 days) · Affiliated broker-dealer or bank to another
Capitol Securities Management, Inc. to Charles Schwab & Co., Inc.
left Nov 4, 2010, registered Nov 12, 2010 (8 days) · Other
UBS Financial Services Inc. to Capitol Securities Management, Inc.
left May 28, 2008, registered Apr 28, 2010 (700 days) · Other
Suntrust Investment Services, Inc. to UBS Financial Services Inc.
left Jun 15, 2007, registered Jun 25, 2007 (10 days) · Other
Partnervest Advisory Services LLC to Suntrust Investment Services, Inc.
left Sep 7, 2006, registered Apr 12, 2007 (217 days) · Other
Gunnallen Financial, Inc to Partnervest Advisory Services LLC
left Dec 2, 2005, registered Jan 26, 2006 (55 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address