RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• G••••• V•••••
- A••••••• F••••••••• L••• BD affiliated currentsince Nov 13, 2025 · Folsom, Ca
- S••••••••• C•••••• P••••••• L•• formerNov 18, 2009 to Oct 30, 2025 · Norwood, Ma
- S•••••••• F••••••••• I••• formerJan 26, 2007 to Jan 7, 2010 · Canton, Ma
- U••• F•••••••• A••••••• formerMay 29, 2003 to Dec 31, 2005 · Weymouth, Ma
- M••••• S•••••• D• I••• unclassifiedDec 17, 2002 to May 16, 2003 · Boston, Ma
- S••••••••• C•••••• P••••••• L•• to A••••••• F••••••••• L•••left Oct 30, 2025, registered Nov 13, 2025 (14 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S•••••••• F••••••••• I••• to S••••••••• C•••••• P••••••• L••left Jan 7, 2010, registered Nov 18, 2009 (-50 days) · Other
- U••• F•••••••• A••••••• to S•••••••• F••••••••• I•••left Dec 31, 2005, registered Jan 26, 2007 (391 days) · Other
- M••••• S•••••• D• I••• to U••• F•••••••• A•••••••left May 16, 2003, registered May 29, 2003 (13 days) · Other
- T•••••• G••••• V••••• left S••••••••• C•••••• P••••••• L•• for A••••••• F••••••••• L••• (registered 2025-11-13)Oct 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address