DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donovan A Williams

Eagle Strategies LLCBD affiliatedWhite Plains, Nydual registrantIAPD 2684329

Feed of 09/14/2026

Also filed as Donovan Anthony Williams

At current firm

0 y

since Mar 20, 2026

In the industry

27 y

since Dec 7, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Eagle Strategies LLC BD affiliated current
since Mar 20, 2026 · White Plains, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 12, 2023 to Dec 17, 2025 · White Plains, Ny
Citigroup Global Markets Inc. BD affiliated
Nov 29, 2022 to Mar 7, 2023 · Ridgefield, Ct
Eagle Strategies LLC BD affiliated
Sep 22, 2021 to Dec 6, 2022 · White Plains, Ny
Pruco Securities, LLC no RAUM
Dec 18, 2020 to Jul 8, 2021 · White Plains, Ny
Spirit Of America Management Corp asset manager
Aug 22, 2018 to Jun 3, 2019 · White Plains, Ny
Ernst & Young Investment Advisers Llp no RAUM
Oct 16, 2007 to Jun 15, 2017 · Secaucus, Nj
Td Ameritrade, Inc. former
Jul 18, 2007 to Aug 23, 2007 · Paramus, Nj
Td Ameritrade Investment Management, LLC former
Jul 18, 2007 to Aug 23, 2007 · Paramus, Nj
Ernst & Young Investment Advisers Llp no RAUM
Nov 14, 2006 to Jul 11, 2007 · Lyndhurst, Nj
Joseph Gunnar & Co., LLC former
Aug 16, 2005 to Aug 22, 2005 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Eagle Strategies LLC
left Dec 17, 2025, registered Mar 20, 2026 (93 days) · Wirehouse to affiliated broker-dealer or bank
Citigroup Global Markets Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Mar 7, 2023, registered Apr 12, 2023 (36 days) · Affiliated broker-dealer or bank to wirehouse
Eagle Strategies LLC to Citigroup Global Markets Inc.
left Dec 6, 2022, registered Nov 29, 2022 (-7 days) · Affiliated broker-dealer or bank to another
Pruco Securities, LLC to Eagle Strategies LLC
left Jul 8, 2021, registered Sep 22, 2021 (76 days) · Affiliated broker-dealer or bank to another
Spirit Of America Management Corp to Pruco Securities, LLC
left Jun 3, 2019, registered Dec 18, 2020 (564 days) · Other
Ernst & Young Investment Advisers Llp to Spirit Of America Management Corp
left Jun 15, 2017, registered Aug 22, 2018 (433 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Aug 23, 2007, registered Jul 18, 2007 (-36 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Ernst & Young Investment Advisers Llp
left Aug 23, 2007, registered Oct 16, 2007 (54 days) · Other
Ernst & Young Investment Advisers Llp to Td Ameritrade, Inc.
left Jul 11, 2007, registered Jul 18, 2007 (7 days) · Other
Joseph Gunnar & Co., LLC to Ernst & Young Investment Advisers Llp
left Aug 22, 2005, registered Nov 14, 2006 (449 days) · Other

Signals

Donovan A Williams left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Eagle Strategies Llc (registered 2026-03-20)
Dec 17, 2025 · Advisor changed firm · fact
Donovan A Williams left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-12)
Mar 7, 2023 · Advisor changed firm · fact
Donovan A Williams left Eagle Strategies Llc for Citigroup Global Markets Inc. (registered 2022-11-29)
Dec 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address