DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas A Brackin
Feed of 09/14/2026
Also filed as Douglas Allen Brackin
At current firm
0 y
since Nov 13, 2025
In the industry
30 y
since Jan 11, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Nov 13, 2025 · Carmel, In
- Planmember Securities Corporation independent RIAOct 8, 2020 to Nov 10, 2025 · Fishers, In
- Oneamerica Securities, Inc. BD affiliatedMay 9, 2019 to Oct 21, 2020 · Carmel, In
- Allstate Financial Advisors, LLC BD affiliatedApr 19, 2017 to May 14, 2019 · Fort Wayne, In
- Regal Investment Advisors LLC BD affiliatedNov 12, 2012 to Apr 5, 2017 · Fishers, In
- Thurston Springer Financial formerJun 22, 2011 to Oct 31, 2012 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Planmember Securities Corporation to Oneamerica Securities, Inc.left Nov 10, 2025, registered Nov 13, 2025 (3 days) · RIA to affiliated broker-dealer or bank
- Oneamerica Securities, Inc. to Planmember Securities Corporationleft Oct 21, 2020, registered Oct 8, 2020 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- Allstate Financial Advisors, LLC to Oneamerica Securities, Inc.left May 14, 2019, registered May 9, 2019 (-5 days) · Affiliated broker-dealer or bank to another
- Regal Investment Advisors LLC to Allstate Financial Advisors, LLCleft Apr 5, 2017, registered Apr 19, 2017 (14 days) · Other
- Thurston Springer Financial to Regal Investment Advisors LLCleft Oct 31, 2012, registered Nov 12, 2012 (12 days) · Other
Signals
- Douglas A Brackin left Planmember Securities Corporation for Oneamerica Securities, Inc. (registered 2025-11-13)Nov 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address