J••••• W••••• H••••••

• B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
  since Sep 22, 2017 · St. Louis, Mo
• W•••• F•••• A••••••• wirehouse
  May 6, 2010 to Sep 25, 2017 · Hattiesburg, Ms
• M••••• S•••••• wirehouse
  Jun 1, 2009 to May 24, 2010 · Hattiesburg, Ms
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jul 6, 2007 to Jun 1, 2009 · Hattiesburg, Ms

• W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••
  left Sep 25, 2017, registered Sep 22, 2017 (-3 days) · Other · moved with a team
• M••••• S•••••• to W•••• F•••• A•••••••
  left May 24, 2010, registered May 6, 2010 (-18 days) · Wirehouse to wirehouse
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address