DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stacy L Davis
Feed of 09/14/2026
Also filed as Stacy Lea Sturgeon
At current firm
3 y
since Mar 3, 2023
In the industry
25 y
since Jul 30, 2001 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- United Advisor Group independent RIA currentsince Mar 3, 2023 · Cincinnati, Oh
- On Investment Management Co BD affiliatedApr 23, 2018 to Mar 1, 2023 · Springfield, Mo
- Questar Asset Management, Inc. formerJan 21, 2014 to May 1, 2018 · Minneapolis, Mn
- Woodbury Financial Services, Inc. formerOct 5, 2012 to Jan 24, 2014 · Springfield, Mo
- Morgan Stanley wirehouseJun 1, 2009 to Oct 24, 2012 · Springfield, Mo
- Citigroup Global Markets Inc. BD affiliatedMay 16, 2008 to Jun 1, 2009 · Springfield, Mo
- Morgan Keegan & Company, LLC formerMar 22, 2006 to May 19, 2008 · Springfield, Mo
- Banc Of America Investment Services, Inc. unclassifiedDec 7, 2005 to Mar 29, 2006 · Chesterfield, Mo
- Banc Of America Investment Services, Inc. unclassifiedNov 26, 2003 to May 19, 2004 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to United Advisor Groupleft Mar 1, 2023, registered Mar 3, 2023 (2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Questar Asset Management, Inc. to On Investment Management Coleft May 1, 2018, registered Apr 23, 2018 (-8 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Questar Asset Management, Inc.left Jan 24, 2014, registered Jan 21, 2014 (-3 days) · Other
- Morgan Stanley to Woodbury Financial Services, Inc.left Oct 24, 2012, registered Oct 5, 2012 (-19 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Keegan & Company, LLC to Citigroup Global Markets Inc.left May 19, 2008, registered May 16, 2008 (-3 days) · Other
- Banc Of America Investment Services, Inc. to Morgan Keegan & Company, LLCleft Mar 29, 2006, registered Mar 22, 2006 (-7 days) · Other
Signals
- Stacy L Davis left On Investment Management Co for United Advisor Group (registered 2023-03-03)Mar 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address