RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• R•••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Feb 13, 2024 · Dearborn, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedDec 11, 2022 to Feb 6, 2024 · Dearborn, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJan 28, 2021 to Dec 6, 2022 · Clinton Township, Mi
- W•••• F•••• A••••••• wirehouseMay 18, 2018 to Jan 26, 2021 · Birmingham, Mi
- H••••••••• F•••••••• A••••••• to S•••• F••• I••••••••• M••••••••• C••••left Feb 6, 2024, registered Feb 13, 2024 (7 days) · Other
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Dec 6, 2022, registered Dec 11, 2022 (5 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to F•••• T•••• S••••••••• I•••left Jan 26, 2021, registered Jan 28, 2021 (2 days) · Wirehouse to affiliated broker-dealer or bank
- K••••• R••••• left H••••••••• F•••••••• A••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2024-02-13)Feb 6, 2024 · Advisor changed firm · fact
- K••••• R••••• left F•••• T•••• S••••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2022-12-11)Dec 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address