DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• L••• O•••

N••••••••• M••••• I••••••••• S•••••••••no RAUMGrosse Pointe, Mi dual registrantIAPD 2708286

Feed of 09/14/2026

Also filed as Kimberly Lynn Cunnane

At current firm

0 y

since May 29, 2026

In the industry

28 y

since Aug 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since May 29, 2026 · Boca Raton, Fl
W••••••••• R••••••••• A••••••• institutional
Dec 18, 2024 to Mar 18, 2026 · Appleton, Wi
E•••••• A••••••• G••••• L•• BD affiliated
Mar 10, 2022 to Nov 13, 2024 · Gross Pointe, Mi
C••• I••••••••• A••••••• S•••••••• L•• institutional
Dec 19, 2018 to Feb 11, 2022 · Cleveland, Oh
S•••••• F•••••••• G••••• L••••• independent RIA
Aug 9, 2017 to Dec 31, 2018 · St. Clair Shores, Mi
M• H••••••• S••••••••• I••• BD affiliated
Feb 12, 2015 to May 5, 2017 · Detroit, Mi
P•••••••• S••••••••• I••• BD affiliated
May 26, 2010 to Feb 4, 2015 · Southfield, Mi

Moves

a registration end followed by a registration begin elsewhere

W••••••••• R••••••••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 18, 2026, registered May 29, 2026 (72 days) · Other
E•••••• A••••••• G••••• L•• to W••••••••• R••••••••• A•••••••
left Nov 13, 2024, registered Dec 18, 2024 (35 days) · Other
C••• I••••••••• A••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••
left Feb 11, 2022, registered Mar 10, 2022 (27 days) · Other
S•••••• F•••••••• G••••• L••••• to C••• I••••••••• A••••••• S•••••••• L••
left Dec 31, 2018, registered Dec 19, 2018 (-12 days) · RIA to RIA · moved with a team
M• H••••••• S••••••••• I••• to S•••••• F•••••••• G••••• L•••••
left May 5, 2017, registered Aug 9, 2017 (96 days) · Other
P•••••••• S••••••••• I••• to M• H••••••• S••••••••• I•••
left Feb 4, 2015, registered Feb 12, 2015 (8 days) · Other

Signals

K••••••• L••• O••• left W••••••••• R••••••••• A••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-05-29)
Mar 18, 2026 · Advisor changed firm · fact
K••••••• L••• O••• left E•••••• A••••••• G••••• L•• for W••••••••• R••••••••• A••••••• (registered 2024-12-18)
Nov 13, 2024 · Advisor changed firm · fact
K••••••• L••• O••• left C••• I••••••••• A••••••• S•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2022-03-10)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address