RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• E••••• A••••
- I•••••••• A••••••• S•••••••• independent RIA currentsince Aug 12, 2025 · Urbandale, Ia
- I•••••••• A•••••••• L•• BD affiliated currentsince Dec 2, 2013 · Urbandale, Ia
- V••• F•••••••• A•••••••• I••• BD affiliatedJun 19, 2006 to Dec 2, 2013 · Windsor, Ct
- P•••• S•••••• • C•• institutionalMay 8, 2001 to Jul 5, 2006 · West Des Moines, Ia
- V••• F•••••••• A•••••••• I••• to I•••••••• A•••••••• L••left Dec 2, 2013, registered Dec 2, 2013 (0 days) · Other
- P•••• S•••••• • C•• to V••• F•••••••• A•••••••• I•••left Jul 5, 2006, registered Jun 19, 2006 (-16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address