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Registered advisor

C••••••••• M•••••• T••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedIselin, Nj dual registrantIAPD 2715563

Certified Financial Planner

Feed of 09/15/2026

Also filed as Chris T••••••

At current firm

3 y

since Jan 3, 2023

In the industry

26 y

since Feb 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Jan 3, 2023 · Iselin, Nj
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Oct 22, 2014 to Dec 31, 2022 · Iselin, Nj
E•••• S••••••••• L•• BD affiliated
Nov 30, 2010 to Oct 3, 2011 · New York, Ny
N•• E•••••• S••••••••• C••••••••• former
Mar 23, 2005 to May 14, 2008 · Princeton, Nj
U•• F•••••••• S••••••• I••• wirehouse
Jun 3, 2002 to Mar 11, 2005 · Weehawken, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••• E••••••••• A••••••• S•••••••• L••
left Dec 31, 2022, registered Jan 3, 2023 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 3, 2011, registered Oct 22, 2014 (1115 days) · Other
N•• E•••••• S••••••••• C••••••••• to E•••• S••••••••• L••
left May 14, 2008, registered Nov 30, 2010 (930 days) · Other
U•• F•••••••• S••••••• I••• to N•• E•••••• S••••••••• C•••••••••
left Mar 11, 2005, registered Mar 23, 2005 (12 days) · Other

Signals

C••••••••• M•••••• T•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2023-01-03)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address