DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• D•••• N•••••
Feed of 09/14/2026
Also filed as T•••••• D• N••••••••• N••••••••• D•••• N••••••••• N•••••
At current firm
0 y
since Mar 2, 2026
In the industry
30 y
since Mar 27, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 2, 2026 · Hudson Oaks, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2023 to Feb 27, 2026 · Flower Mound, Tx
- J••• M••••• S••••••••• L•• wirehouseAug 25, 2017 to Mar 11, 2023 · Flower Mound, Tx
- S•••••••• A••••••• L•• national BDOct 20, 2011 to Oct 13, 2016 · Westlake, Tx
- E••••• J•••• national BDJan 3, 2011 to Jul 5, 2011 · Carrollton, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 1, 1999 to Jun 17, 2005 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Feb 27, 2026, registered Mar 2, 2026 (3 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 11, 2023, registered Apr 11, 2023 (31 days) · Wirehouse to wirehouse · moved with a team
- S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Oct 13, 2016, registered Aug 25, 2017 (316 days) · Affiliated broker-dealer or bank to wirehouse
- E••••• J•••• to S•••••••• A••••••• L••left Jul 5, 2011, registered Oct 20, 2011 (107 days) · Affiliated broker-dealer or bank to another
- B••• O• A•••••• I••••••••• S•••••••• I••• to E••••• J••••left Jun 17, 2005, registered Jan 3, 2011 (2026 days) · Other
Signals
- ••• LockedFeb 27, 2026 · Advisor changed firm · fact
- ••• LockedMar 11, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address