J•••• M• E•••••••

E••••• J••••national BDSt. Louis, Mo dual registrantIAPD 2731181

Certified Financial Planner

Feed of 09/15/2026

Also filed as J•••• M•••••• E••••••••• M• E•••••••

At current firm

3 y

since Jun 8, 2023

In the industry

29 y

since Dec 24, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 8, 2023 · St. Louis, Mo
M••••• S•••••• wirehouse
Mar 18, 2022 to Apr 4, 2023 · New York, Ny
P••• A••••• S••••••••• L•• BD affiliated
Mar 31, 2003 to Dec 31, 2021 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to E••••• J••••
left Apr 4, 2023, registered Jun 8, 2023 (65 days) · Wirehouse to affiliated broker-dealer or bank
P••• A••••• S••••••••• L•• to M••••• S••••••
left Dec 31, 2021, registered Mar 18, 2022 (77 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Apr 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address