DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• J•••• S•••

S•••• F••• I••••••••• M••••••••• C••••asset managerStaten Island, Ny dual registrantIAPD 2731298

Feed of 09/15/2026

Also filed as V•••••• J S•••

At current firm

1 y

since Jul 29, 2025

In the industry

29 y

since Jun 2, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Jul 29, 2025 · Staten Island, Ny
S•••••••• S••••••••• BD affiliated
Mar 11, 2025 to Apr 22, 2025 · Staten Island, Ny
E••••• J•••• national BD
Apr 25, 2022 to Mar 12, 2025 · Staten Island, Ny
T• A••••••••• I••• former
Dec 5, 2012 to Apr 20, 2021 · Fort Worth, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 16, 2012 to Apr 20, 2021 · Jersey City, Nj

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••
left Apr 22, 2025, registered Jul 29, 2025 (98 days) · Other
E••••• J•••• to S•••••••• S•••••••••
left Mar 12, 2025, registered Mar 11, 2025 (-1 days) · Affiliated broker-dealer or bank to another
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Apr 20, 2021, registered Dec 5, 2012 (-3058 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to E••••• J••••
left Apr 20, 2021, registered Apr 25, 2022 (370 days) · Other

Signals

V•••••• J•••• S••• left S•••••••• S••••••••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2025-07-29)
Apr 22, 2025 · Advisor changed firm · fact
V•••••• J•••• S••• left E••••• J•••• for S•••••••• S••••••••• (registered 2025-03-11)
Mar 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address