DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Ronald Roberts
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
15 y
since Aug 4, 2011
In the industry
30 y
since Apr 24, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Aug 4, 2011 · Clearwater, Fl
- Creativeone Wealth, LLC independent RIANov 30, 2020 to Oct 21, 2025 · Overland Park, Ks
- Investment Advisors Corp formerMay 19, 2009 to Aug 3, 2011 · Overland Park, Ks
- Cutter & Company, Inc. formerMar 6, 2008 to May 18, 2009 · Ballwin, Mo
- Thrivent Investment Management Inc. BD affiliatedNov 12, 2003 to Feb 8, 2008 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Creativeone Wealth, LLC to no registered destinationleft Oct 21, 2025 · Departure, no registered destination
- Investment Advisors Corp to Creativeone Securities, LLCleft Aug 3, 2011, registered Aug 4, 2011 (1 days) · Other
- Cutter & Company, Inc. to Investment Advisors Corpleft May 18, 2009, registered May 19, 2009 (1 days) · Other
- Thrivent Investment Management Inc. to Cutter & Company, Inc.left Feb 8, 2008, registered Mar 6, 2008 (27 days) · Other
Signals
- Mark Ronald Roberts no longer registered at Creativeone Wealth, Llc; no later IA registration on IAPDOct 21, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address