RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• I•••• K•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 6, 2018 · San Rafael, Ca
- F•••• F•••••••• C•••••••• I••• independent RIANov 8, 2017 to Sep 19, 2018 · Chicago, Il
- E•••• A•••••••• L•• unclassifiedMay 13, 2011 to Dec 8, 2011 · Chicago, Il
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAJun 8, 2001 to Feb 4, 2003 · Chicago, Il
- F•••• F•••••••• C•••••••• I••• to G••••• R••••••••• P••••••• L••left Sep 19, 2018, registered Nov 6, 2018 (48 days) · Other
- E•••• A•••••••• L•• to F•••• F•••••••• C•••••••• I•••left Dec 8, 2011, registered Nov 8, 2017 (2162 days) · Other
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to E•••• A•••••••• L••left Feb 4, 2003, registered May 13, 2011 (3020 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address