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Registered advisor

M•••••• K••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 2738032

Feed of 09/15/2026

Also filed as Maureen K Halasz

At current firm

0 y

since Jul 31, 2026

In the industry

30 y

since Jul 15, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 31, 2026 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Dec 10, 2013 to Dec 18, 2025 · Columbus, Oh
M••••• S•••••• wirehouse
Feb 22, 2011 to Dec 4, 2013 · Columbus, Oh
N•••••• I••••••••• I••• unclassified
Jul 9, 2008 to Mar 19, 2009 · Cleveland, Oh
C•••• I••••••••• S••••••• C•••• former
Jul 2, 2007 to Jun 17, 2008 · Boardman, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 22, 2005 to Mar 27, 2007 · Westlake, Oh

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••
left Dec 18, 2025, registered Jul 31, 2026 (225 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to J••• M••••• S••••••••• L••
left Dec 4, 2013, registered Dec 10, 2013 (6 days) · Wirehouse to wirehouse
N•••••• I••••••••• I••• to M••••• S••••••
left Mar 19, 2009, registered Feb 22, 2011 (705 days) · Other
C•••• I••••••••• S••••••• C•••• to N•••••• I••••••••• I•••
left Jun 17, 2008, registered Jul 9, 2008 (22 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••
left Mar 27, 2007, registered Jul 2, 2007 (97 days) · Other

Signals

M•••••• K•• left J••• M••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-07-31)
Dec 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address