DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• C•••••

N••••••••• I••••••••• A•••••••• L••BD affiliatedColumbus, Ohdual registrantIAPD 2743447

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as E••• Parker C•••••

At current firm

2 y

since Feb 29, 2024

In the industry

30 y

since Apr 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• I••••••••• A•••••••• L•• BD affiliated current
since Feb 29, 2024 · Columbus, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Jul 19, 2022 to Jan 4, 2024 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Oct 21, 2019 to Dec 15, 2021 · Columbus, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Dec 5, 2006 to Oct 24, 2019 · Columbus, Oh
N••••••••• I••••••••• S••••••• C••••••••• unclassified
May 10, 2006 to Dec 5, 2006 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

H••••••••• F•••••••• A••••••• to N••••••••• I••••••••• A•••••••• L••
left Jan 4, 2024, registered Feb 29, 2024 (56 days) · Affiliated broker-dealer or bank to another
N••••••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••
left Dec 15, 2021, registered Jul 19, 2022 (216 days) · Other
N••••••••• I••••••••• A•••••••• L•• to N••••••••• S••••••••• L••
left Oct 24, 2019, registered Oct 21, 2019 (-3 days) · Other
N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••
left Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move

Signals

E••• C••••• left H••••••••• F•••••••• A••••••• for N••••••••• I••••••••• A•••••••• L•• (registered 2024-02-29)
Jan 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address