DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• W••••••• B•••••••••

R••••••••• C•••••• M•••••••••BD affiliatedFlorham Park, Nj dual registrantIAPD 2756380

Feed of 09/14/2026

Also filed as Joe B•••••••••

At current firm

2 y

since Feb 1, 2024

In the industry

29 y

since Oct 25, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• C•••••• M••••••••• BD affiliated current
since Feb 1, 2024 · Florham Park, Nj
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Feb 5, 2024 · Richmond, Va
B••• S••••••••• L•• former
Mar 10, 2014 to Feb 17, 2021 · Richmond, Va
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 10, 2014 · Richmond, Va
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 9, 2009 to Jun 1, 2009 · Richmond, Va
S••••••• I••••••••• S•••••••• I••• former
Jun 30, 2005 to May 6, 2009 · Richmond, Va
T••••• S••••••••• I••• unclassified
Jun 21, 2002 to Jun 30, 2005 · Richmond, Va
U•• F•••••••• S••••••• I••• wirehouse
Feb 24, 1997 to Jul 1, 2002 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to R••••••••• C•••••• M•••••••••
left Feb 5, 2024, registered Feb 1, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
M••••• S•••••• to B••• S••••••••• L••
left Mar 10, 2014, registered Mar 10, 2014 (0 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••
left May 6, 2009, registered Apr 9, 2009 (-27 days) · Other
T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
left Jun 30, 2005, registered Jun 30, 2005 (0 days) · Other
U•• F•••••••• S••••••• I••• to T••••• S••••••••• I•••
left Jul 1, 2002, registered Jun 21, 2002 (-10 days) · Other

Signals

J••••• W••••••• B••••••••• left T••••• A••••••• S•••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2024-02-01)
Feb 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address