DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••• A• T•••••••

E••••• J••••national BDOmaha, Nedual registrantIAPD 2759384

Feed of 09/14/2026

Also filed as Chad Troester

At current firm

2 y

since Jun 7, 2024

In the industry

30 y

since Jul 10, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jun 7, 2024 · O••••, Ne
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 26, 2018 to May 24, 2024 · O••••, Ne
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
May 7, 2015 to Jun 21, 2018 · O••••, Ne
E•••••••• A•••••••• L•• national BD
Nov 28, 2011 to May 19, 2014 · O••••, Ne
S•• BD affiliated
Dec 21, 2010 to Nov 9, 2011 · Fremont, Ne
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Apr 11, 2008 to Dec 20, 2010 · O••••, Ne
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 21, 2002 to Feb 4, 2008 · O••••, Ne

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to E••••• J••••
left May 24, 2024, registered Jun 7, 2024 (14 days) · Affiliated broker-dealer or bank to another
M••••• O• O•••• I••••••• S•••••••• I••• to T••••••• I••••••••• M••••••••• I•••
left Jun 21, 2018, registered Jun 26, 2018 (5 days) · Other
E•••••••• A•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••
left May 19, 2014, registered May 7, 2015 (353 days) · Other
S•• to E•••••••• A•••••••• L••
left Nov 9, 2011, registered Nov 28, 2011 (19 days) · Other
M••••• O• O•••• I••••••• S•••••••• I••• to S••
left Dec 20, 2010, registered Dec 21, 2010 (1 days) · Other
M•• I•••••••• S•••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••
left Feb 4, 2008, registered Apr 11, 2008 (67 days) · Other

Signals

C••• A• T••••••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2024-06-07)
May 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address