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Registered advisor
J••• S•••••• W••••••
Chartered Financial Analyst
Feed of 09/15/2026
At current firm
9 y
since Jan 19, 2017
In the industry
26 y
since Jul 18, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Jan 19, 2017 · Fort Worth, Tx
- W•••• F•••• A••••••• wirehouseNov 11, 2011 to Jan 11, 2017 · Minneapolis, Mn
- A•••••••• F•••• M••••••••• L•• asset managerJan 1, 2005 to Feb 13, 2006 · Menomonee Falls, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedJul 6, 2001 to Jan 1, 2005 · Menomonee Falls, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to F•••• C•••••• A••••••• S•••••••left Jan 11, 2017, registered Jan 19, 2017 (8 days) · Other
- A•••••••• F•••• M••••••••• L•• to W•••• F•••• A•••••••left Feb 13, 2006, registered Nov 11, 2011 (2097 days) · Other
- S••••• C•••••• M••••••••• I•• to A•••••••• F•••• M••••••••• L••left Jan 1, 2005, registered Jan 1, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address