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Registered advisor
D•••••• K•••••• A••••
Feed of 09/14/2026
Also filed as D•••••• K A••••
At current firm
0 y
since May 6, 2026
In the industry
30 y
since Sep 7, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 6, 2026 · Amarillo, Tx
- L•• F•••••••• L•• BD affiliatedAug 24, 2017 to May 15, 2026 · Amarillo, Tx
- W•••• F•••• A••••••• wirehouseMay 11, 2012 to Aug 29, 2017 · Amarillo, Tx
- W•••• F•••• A••••••• wirehouseMay 20, 2008 to May 11, 2012 · Amarillo, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 1996 to May 21, 2008 · Amarillo, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2026, registered May 6, 2026 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 29, 2017, registered Aug 24, 2017 (-5 days) · Other · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 11, 2012, registered May 11, 2012 (0 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 21, 2008, registered May 20, 2008 (-1 days) · Wirehouse to wirehouse
Signals
- D•••••• K•••••• A•••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-05-06)May 15, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address