DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Thaddeus Lincoln
Certified Financial Planner
Feed of 09/15/2026
Also filed as Thad Lincoln
At current firm
2 y
since Mar 8, 2024
In the industry
30 y
since Aug 12, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince Mar 8, 2024 · Westlake, Oh
- Osaic Wealth, Inc. BD affiliatedJan 19, 2024 to Mar 5, 2024 · Parkville, Mo
- Woodbury Financial Services, Inc. formerJun 14, 2016 to Jan 19, 2024 · Parkville, Mo
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 22, 2013 to Jun 29, 2016 · Overland Park, Ks
- Awm Asset Management LLC unclassifiedJul 25, 2013 to Oct 21, 2013 · Englewood, Co
- Eagle Strategies LLC BD affiliatedOct 29, 2002 to Jul 19, 2013 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Prosperity Capital Advisorsleft Mar 5, 2024, registered Mar 8, 2024 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Woodbury Financial Services, Inc. to Osaic Wealth, Inc.left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Cambridge Investment Research Advisors, Inc. to Woodbury Financial Services, Inc.left Jun 29, 2016, registered Jun 14, 2016 (-15 days) · Other
- Awm Asset Management LLC to Cambridge Investment Research Advisors, Inc.left Oct 21, 2013, registered Oct 22, 2013 (1 days) · Other
- Eagle Strategies LLC to Awm Asset Management LLCleft Jul 19, 2013, registered Jul 25, 2013 (6 days) · Other
Signals
- Richard Thaddeus Lincoln left Osaic Wealth, Inc. for Prosperity Capital Advisors (registered 2024-03-08)Mar 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address