RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• E••••• S••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 20, 2012 · Bellevue, Wa
- B•••••••• F••• A••••••• asset managerJul 30, 2010 to Dec 13, 2011 · San Francisco, Ca
- R•••••• I••••••••• asset managerJan 26, 2006 to Jul 19, 2010 · Seattle, Wa
- B•••••••• F••• A••••••• to A••••• A•• P••••••• S•••••••left Dec 13, 2011, registered Apr 20, 2012 (129 days) · Other
- R•••••• I••••••••• to B•••••••• F••• A•••••••left Jul 19, 2010, registered Jul 30, 2010 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address