RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M•••••••
- F••••• C•••••• A•••••••• L•• independent RIA currentsince Oct 7, 2025 · Keizer, Or
- G••••••• A•••••••• L•• independent RIASep 12, 2022 to Dec 13, 2024 · Salem, Or
- R••••••• W••••• M••••••••• unclassifiedAug 5, 2021 to Jun 27, 2022 · Coeur D'Alene, Id
- P••• A••••• S••••••••• L•• BD affiliatedMar 30, 2018 to Aug 5, 2020 · Lake Oswego, Or
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 23, 2016 to Dec 7, 2017 · Addison, Tx
- P••• A••••• S••••••••• L•• BD affiliatedMay 2, 2012 to Aug 26, 2016 · New York, Ny
- G••••••• A•••••••• L•• to F••••• C•••••• A•••••••• L••left Dec 13, 2024, registered Oct 7, 2025 (298 days) · RIA to RIA
- R••••••• W••••• M••••••••• to G••••••• A•••••••• L••left Jun 27, 2022, registered Sep 12, 2022 (77 days) · Other
- P••• A••••• S••••••••• L•• to R••••••• W••••• M•••••••••left Aug 5, 2020, registered Aug 5, 2021 (365 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Dec 7, 2017, registered Mar 30, 2018 (113 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 26, 2016, registered Aug 23, 2016 (-3 days) · Other
- M••••• M••••••• left G••••••• A•••••••• L•• for F••••• C•••••• A•••••••• L•• (registered 2025-10-07)Dec 13, 2024 · Advisor changed firm · fact
- M••••• M••••••• left R••••••• W••••• M••••••••• for G••••••• A•••••••• L•• (registered 2022-09-12)Jun 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address