RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• B••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Jun 17, 2016 · Mansfield, Ma
- L•• F•••••••• L•• BD affiliatedMar 1, 2016 to Jul 21, 2016 · Mansfield, Ma
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 10, 2006 to Dec 31, 2006 · Quincy, Ma
- P•••••••• S••••••••• I••• BD affiliatedJan 7, 2005 to Jan 19, 2006 · Waltham, Ma
- L•• F•••••••• L•• to G••••• R••••••••• P••••••• L••left Jul 21, 2016, registered Jun 17, 2016 (-34 days) · Other
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 31, 2006, registered Mar 1, 2016 (3348 days) · Other
- P•••••••• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 19, 2006, registered Mar 10, 2006 (50 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address