DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• G••••••

R•••••• J•••• • A••••••••• I•••national BDSaint Louis, Mo dual registrantIAPD 2800056

Feed of 09/14/2026

Also filed as R•••••• Vance G••••••

At current firm

1 y

since Oct 1, 2024

In the industry

26 y

since Aug 22, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Oct 1, 2024 · Saint Louis, Mo
W•••• F•••• A••••••• wirehouse
Nov 1, 2023 to Sep 27, 2024 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Mar 8, 2005 to Sep 27, 2024 · St. Louis, Mo
B•• M••••• A•••••••• I••• bank affiliated
Feb 6, 2004 to Mar 3, 2004 · Malvern, Pa
L••••••• F•••••••• S•••••••• I••• unclassified
May 29, 2001 to Mar 3, 2004 · Malvern, Pa
L•• A•••••••• I••• unclassified
Apr 17, 2001 to Aug 30, 2002 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Sep 27, 2024, registered Nov 1, 2023 (-331 days) · channel change inside one enterprise, not a move · moved with a team
W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Sep 27, 2024, registered Oct 1, 2024 (4 days) · Wirehouse to affiliated broker-dealer or bank
B•• M••••• A•••••••• I••• to W•••• F•••• A•••••••
left Mar 3, 2004, registered Mar 8, 2005 (370 days) · Other
L••••••• F•••••••• S•••••••• I••• to B•• M••••• A•••••••• I•••
left Mar 3, 2004, registered Feb 6, 2004 (-26 days) · Other
L•• A•••••••• I••• to L••••••• F•••••••• S•••••••• I•••
left Aug 30, 2002, registered May 29, 2001 (-458 days) · Other

Signals

R•••••• G•••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-01)
Sep 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address