DFX Intelligence
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Registered advisor
C••••• K•••••• V••••
Feed of 09/14/2026
Also filed as C••••• K• V••••••••• K• V••••
At current firm
6 y
since Jun 1, 2020
In the industry
29 y
since May 2, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Jun 1, 2020 · The Woodlands, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 30, 2015 to May 30, 2020 · Houston, Tx
- T• A••••••••• I••• formerJun 30, 2015 to May 30, 2020 · Houston, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 10, 2014 to Jun 1, 2015 · Houston, Tx
- M••••• S•••••• wirehouseDec 11, 2012 to Apr 3, 2014 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 2011 to Oct 26, 2012 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• F•••••••• E••••••left May 30, 2020, registered Jun 1, 2020 (2 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 30, 2020, registered Jun 30, 2015 (-1796 days) · channel change inside one enterprise, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T• A••••••••• I•••left Jun 1, 2015, registered Jun 30, 2015 (29 days) · Other
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 3, 2014, registered Jun 10, 2014 (68 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 26, 2012, registered Dec 11, 2012 (46 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address