RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Apr 1, 2026 · Towson, Md
- W••••••• W••••• M••••••••• independent RIAJan 20, 2011 to Apr 30, 2026 · Timonium, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 25, 2011 · Hunt Valley, Md
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedDec 6, 2004 to Jan 2, 2009 · Cockysville, Md
- A•• F•••••••• P••••••• S••••••• I•• unclassifiedJan 1, 2001 to Jun 25, 2007 · Cockeysville, Md
- W••••••• W••••• M••••••••• to M••••••left Apr 30, 2026, registered Apr 1, 2026 (-29 days) · RIA to affiliated broker-dealer or bank
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••••• W••••• M•••••••••left Jan 25, 2011, registered Jan 20, 2011 (-5 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- A•• F•••••••• P••••••• S••••••• I•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jun 25, 2007, registered Dec 6, 2004 (-931 days) · Other
- G•••• A•••••••• P••••• left W••••••• W••••• M••••••••• for Mariner (registered 2026-04-01)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address