DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••• W••••• M•••••••••
Legal name W••••••• W••••• M••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape May 16, 2017 · 21 filings
SEC status approved since May 31, 2017
RAUM
$242M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$239M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$242M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$242M as of Aug 5, 2026
Mar 25, 2018$146M then
HNW client RAUM$179M as of Aug 5, 2026
Mar 25, 2018$83.7M then
State-registered IARs (5.B.3)1 as of Aug 5, 2026
Mar 25, 20183 then
Employees (5.A)1 as of Aug 5, 2026
Mar 25, 20183 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 3 to 1offices 1 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $242MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 204derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $436,856derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- -67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$179M74%
- Individuals$60.0M25%
- Corporations and businesses$3.1M1.3%
- Individual clients
- 132reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 555reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• D•••• D••••Certified Financial Planner | Timonium, Md | Sep 30, 2015 | 23 y | 4 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 200% of current headcount2 left over 36 months
Left, latest
- G•••• A•••••••• P••••• to M••••••Apr 30, 2026 · RIA to affiliated broker-dealer or bank
- G•••• A•••••••• P••••• to M••••••Apr 30, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- G•••• A•••••••• P••••• from V••••••• A•••••••• I•••Oct 1, 2020 · Affiliated broker-dealer or bank to independent RIA
- P•••• D•••• D•••• from C••••••••• F•••••••• N••••••Sep 30, 2015 · Other
- G•••• A•••••••• P••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jan 20, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• P••••• D•••• · Managing Member / Chief Compliance Officercontrolsince 10/2016 · owns 50% to 75%
- P•••••• G••••• A•••••••• · Managing Membercontrolsince 11/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••• • P••••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Timonium, Md · principal | 1 | 0 | 1 | ||
| Millsboro, De | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 1Feb 23, 2026 to Apr 30, 2026
- Employees · 3 to 1Feb 23, 2026 to Apr 30, 2026
- State-registered IARs · 3 to 1Feb 23, 2026 to Apr 30, 2026
- Other offices · 1 to 0Feb 23, 2026 to Apr 30, 2026
- Related insurance company · true to falseFeb 23, 2026 to Apr 30, 2026
- Accounts · 547 to 555Feb 18, 2025 to Feb 23, 2026
- HNW clients · 65 to 72Feb 18, 2025 to Feb 23, 2026
- Individual clients · 137 to 132Feb 18, 2025 to Feb 23, 2026
- Discretionary RAUM · $209M to $242MFeb 18, 2025 to Feb 23, 2026
- HNW RAUM · $144M to $179MFeb 18, 2025 to Feb 23, 2026
- Individual RAUM · $61.6M to $60.0MFeb 18, 2025 to Feb 23, 2026
- RAUM · $209M to $242MFeb 18, 2025 to Feb 23, 2026
- Accounts · 549 to 547Jul 31, 2024 to Feb 18, 2025
- HNW clients · 49 to 65Jul 31, 2024 to Feb 18, 2025
- Individual clients · 157 to 137Jul 31, 2024 to Feb 18, 2025
- Employees · 4 to 3Jul 31, 2024 to Feb 18, 2025
- Financial planning clients · 1-10 to 1-10Jul 31, 2024 to Feb 18, 2025
- Discretionary RAUM · $194M to $209MJul 31, 2024 to Feb 18, 2025
- HNW RAUM · $115M to $144MJul 31, 2024 to Feb 18, 2025
- Individual RAUM · $75.9M to $61.6MJul 31, 2024 to Feb 18, 2025
- RAUM · $194M to $209MJul 31, 2024 to Feb 18, 2025
- Accounts · 541 to 549Feb 6, 2023 to Mar 21, 2024
- Individual clients · 158 to 157Feb 6, 2023 to Mar 21, 2024
- Discretionary RAUM · $170M to $194MFeb 6, 2023 to Mar 21, 2024
- HNW RAUM · $104M to $115MFeb 6, 2023 to Mar 21, 2024
- Individual RAUM · $64.0M to $75.9MFeb 6, 2023 to Mar 21, 2024
- RAUM · $170M to $194MFeb 6, 2023 to Mar 21, 2024
- Accounts · 508 to 541Jul 11, 2022 to Feb 6, 2023
- HNW clients · 50 to 49Jul 11, 2022 to Feb 6, 2023
- Individual clients · 152 to 158Jul 11, 2022 to Feb 6, 2023
- Financial planning clients · 0 to 1-10Jul 11, 2022 to Feb 6, 2023
- Discretionary RAUM · $191M to $170MJul 11, 2022 to Feb 6, 2023
- HNW RAUM · $120M to $104MJul 11, 2022 to Feb 6, 2023
- Individual RAUM · $69.0M to $64.0MJul 11, 2022 to Feb 6, 2023
- RAUM · $191M to $170MJul 11, 2022 to Feb 6, 2023
- Accounts · 500 to 508Sep 29, 2021 to Mar 8, 2022
- Corporate clients · 4 to 3Sep 29, 2021 to Mar 8, 2022
- HNW clients · 46 to 50Sep 29, 2021 to Mar 8, 2022
- Individual clients · 160 to 152Sep 29, 2021 to Mar 8, 2022
- Discretionary RAUM · $172M to $191MSep 29, 2021 to Mar 8, 2022
Signals
4 dated events
- G•••• A•••••••• P••••• left W••••••• W••••• M••••••••• for Mariner (registered 2026-04-01)Apr 30, 2026 · Advisor changed firm · fact
- G•••• A•••••••• P••••• left W••••••• W••••• M••••••••• for Mariner (registered 2026-04-01)Apr 30, 2026 · Advisor changed firm · fact
- John David Callan (Managing Member & Chief Compliance Officer) no longer on Schedule A of W••••••• W••••• M••••••••• (listed 2018-03-25, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- W••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 16, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@waypointwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-561-3994reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 410-561-0030reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/W•••••••-WEALTH-MANAGEMENT-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-561-3994reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $242Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026