RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••• P••••••
- I•••••••• A••••••• S•••••••• independent RIA currentsince Jan 6, 2026 · Cape Coral, Fl
- G•••••••• W••••• P••••••• BD affiliatedAug 12, 2015 to Nov 19, 2018 · Bedminster, Nj
- P•••••• P•••••••• P•••••••• L•• formerNov 15, 2012 to Jan 4, 2016 · Bedminster, Nj
- P•• W••••• M••••••••• BD affiliatedAug 24, 2009 to Nov 5, 2012 · Oldwick, Nj
- G•••••••• W••••• P••••••• to I•••••••• A••••••• S••••••••left Nov 19, 2018, registered Jan 6, 2026 (2605 days) · RIA to RIA
- P•••••• P•••••••• P•••••••• L•• to G•••••••• W••••• P•••••••left Jan 4, 2016, registered Aug 12, 2015 (-145 days) · Other · moved with a team
- P•• W••••• M••••••••• to P•••••• P•••••••• P•••••••• L••left Nov 5, 2012, registered Nov 15, 2012 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address