DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Ghe Advisers, L.P.
Latest filing Mar 22, 2013
First filing on the tape Dec 2, 2011 · 4 filings
RAUM
$1.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$3.1M gross assets
History
4 filings and snapshots on the tape
RAUM$1.5M as of Mar 22, 2013
Mar 28, 2012$1.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 22, 2013
Mar 28, 20120 then
Employees (5.A): 6
Private funds3 as of Mar 22, 2013
Mar 28, 20123 then
RAUM -8.4% over the last fiscal yearIARs 0 to 3
Practice profile
derived from the filing of Mar 22, 2013; every figure names its basis
- RAUM per advisor
- $489,736derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $489,736derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Arthur Haag Sherman to Integrity Capital, LLCNov 11, 2011 · Other
- Stephen Dewalch Strake to Salient Capital Advisors, LLCOct 5, 2011 · Other
- Fred Leckie Williams to Salient Advisors, L.P.Oct 5, 2011 · Other
- William Kane Enszer to Cypress Creek PartnersOct 5, 2011 · Other
- J Matthew Newtown to Salient Capital Advisors, LLCOct 5, 2011 · Other
Joined, latest
- William Kane Enszer from Usca Asset Management LLCJun 24, 2010 · Other
- Fred Leckie Williams from Vaughan Nelson Investment Management, L.P.Jun 4, 2009 · Other
- Arthur Haag Sherman from Sanders Morris LLCDec 1, 2006 · Other
- Stephen Dewalch Strake from Cypress Creek PartnersNov 13, 2006 · Other
- J Matthew Newtown from Cypress Creek PartnersNov 13, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cypress Creek PartnersOct 10, 2017 · Austin, Tx
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Global Hedged Equity Master Fund, L.P. | Hedge Fund | $1.7M | 62 | Mar 28, 2012 |
| Global Hedged Equity Fund, L.P. | Hedge Fund | $1.3M | 60 | Mar 28, 2012 |
| Global Hedged (Offshore) Equity Fund, Ltd. | Hedge Fund | $138,719 | 2 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Axtell Paul Bachtold · Chief Compliance Officercontrolsince 08/2010 · owns less than 5%
- Arthur John Blaisdell · Investment Committee Membercontrolsince 08/2006 · owns less than 5%
- Baird Andrew Linbeck · Investment Committee Membercontrolsince 08/2006 · owns less than 5%
- Edward John Price · Chief Financial Officercontrolsince 08/2006 · owns less than 5%
- Brian Scott Seaman · Class C Limited Partnercontrolsince 08/2006 · owns 10% to 25%
- W. Mark Yusko · Investment Committee Membercontrolsince 08/2006 · owns less than 5%
- Arthur John Blaisdell · Elected Managercontrolsince 05/2003 · owns F of Salient Capital Management, LLC
- Arthur John Blaisdell · Elected Manager, Membercontrolsince 08/2006 · owns F of Ghe Advisers Management, LLC
- Baird Andrew Linbeck · Elected Manager, Membercontrolsince 08/2006 · owns F of Ghe Advisers Management, LLC
- Baird Andrew Linbeck · Elected Managercontrolsince 05/2003 · owns F of Salient Capital Management, LLC
- W. Mark Yusko · Elected Manager, Membercontrolsince 08/2006 · owns 75% or more of Morgan Creek Capital Management, LLC
- William Mark Yusko · Elected Manager, Membercontrolsince 08/2006 · owns F of Ghe Advisers Management, LLC
- John Christopher Dean · Elected Managersince 01/2010 · owns F of Salient Capital Management, LLC
- Philip John Ferguson · Elected Managersince 05/2012 · owns F of Salient Capital Management, LLC
- John William Kelly · Elected Managersince 04/2011 · owns F of Salient Capital Management, LLC
Entity owners
- Ghe Advisers Management, LLC · General Partnerdirect · owns less than 5%
- Morgan Creek Capital Management, LLC · Class B Limited Partnerdirect · owns 25% to 50%
- Salient Partners, L.P. · Class A Limited Partnerdirect · owns 25% to 50%
- Salient Capital Management, LLC · General Partnerindirect · owns F of Salient Partners, L.P.
- Chaswil, Ltd. · Class C Limited Partnerdirect · owns 5% to 10%
- Charles A. Williams B Trust · Memberindirect · owns 75% or more of Chaswil Management, L.L.C.
- Charles A. Williams B Trust · Limited Partnerindirect · owns 75% or more of Chaswil, Ltd.
- Chaswil Management L.L.C. · General Partnerindirect · owns F of Chaswil, Ltd.
Related persons
Schedule D 7.A
- Cypress Creek Partnersinvestment advisernRAUM $500M
- Integrity Capital, LLCinvestment adviserLP sponsornRAUM $8.3B
- Morgan Creek Capital Management, LLCinvestment advisernRAUM $1.8B
- Salient Advisors, L.P.investment adviserbankpooled vehicle sponsornRAUM $61.8M
- Salient Capital Advisors, LLCinvestment adviserbanknRAUM $2.1B
- Salient Capital L.P.broker-dealern
- Salient Insurance Agency, LLCreal estaten
- Salient Partners Ev Fund Gp LPpooled vehicle sponsorn
- Salient Risk Parity Fund Gp, LLCbankpooled vehicle sponsorn
- Salient Trust Co., Ltan
- Sustainable Woodlands Partners, LLCinvestment adviserpooled vehicle sponsornRAUM $121M
- The Endowment Fund Gp, L.P.pooled vehicle sponsorn
- The Salient Zarvona Energy Fund Gp, L.P.investment adviserpooled vehicle sponsornRAUM $264M
- The Yield Fund Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · unset to 3.0May 21, 2012 to Mar 22, 2013
- BD registered reps · unset to 2.0May 21, 2012 to Mar 22, 2013
- Employees · unset to 6.0May 21, 2012 to Mar 22, 2013
- State-registered IARs · 0 to 3May 21, 2012 to Mar 22, 2013
- Discretionary RAUM · $1.6M to $1.5MMay 21, 2012 to Mar 22, 2013
- RAUM · $1.6M to $1.5MMay 21, 2012 to Mar 22, 2013
- Assets in custody · 10042866.0 to unsetDec 2, 2011 to Mar 28, 2012
- Custody of client assets · true to falseDec 2, 2011 to Mar 28, 2012
- Insurance-licensed employees · unset to 3.0Dec 2, 2011 to Mar 28, 2012
- Organization form · Other (specify) to Limited PartnershipDec 2, 2011 to Mar 28, 2012
- Private funds · unset to 3Dec 2, 2011 to Mar 28, 2012
- Discretionary RAUM · $10.0M to $1.6MDec 2, 2011 to Mar 28, 2012
- RAUM · $10.0M to $1.6MDec 2, 2011 to Mar 28, 2012
- Related bank · false to trueDec 2, 2011 to Mar 28, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026