RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••• K•••••
- M•••• W••••• M••••••••• independent RIA currentsince Aug 27, 2024 · Miami Beach, Fl
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 25, 2022 to Aug 28, 2024 · Tysons, Va
- B• R•••• W••••• M••••••••• formerNov 15, 2019 to Dec 31, 2022 · Tysons, Va
- W•••• F•••• A••••••• wirehouseMay 8, 2015 to Nov 19, 2019 · Tysons, Va
- H• B•••• I••• formerMar 30, 2015 to Apr 21, 2015 · Rockville, Md
- M•••• C•••••• M••••••••• unclassifiedFeb 13, 2009 to Jul 9, 2015 · Falls Church, Va
- N••• F•••••••• G••••• I••• formerJul 5, 2002 to Feb 19, 2009 · Washington, Dc
- W•••• F•••• A••••••• wirehouseApr 18, 1997 to Jul 10, 2002 · Washington , Dc
- B• R•••• W••••• A•••••••• I••• to M•••• W••••• M•••••••••left Aug 28, 2024, registered Aug 27, 2024 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 25, 2022 (-128 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B• R•••• W••••• M•••••••••left Nov 19, 2019, registered Nov 15, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- M•••• C•••••• M••••••••• to H• B•••• I•••left Jul 9, 2015, registered Mar 30, 2015 (-101 days) · Other
- H• B•••• I••• to W•••• F•••• A•••••••left Apr 21, 2015, registered May 8, 2015 (17 days) · Other
- N••• F•••••••• G••••• I••• to M•••• C•••••• M•••••••••left Feb 19, 2009, registered Feb 13, 2009 (-6 days) · Other
- W•••• F•••• A••••••• to N••• F•••••••• G••••• I•••left Jul 10, 2002, registered Jul 5, 2002 (-5 days) · Other
- D•••• D••••• K••••• left B• R•••• W••••• A•••••••• I••• for M•••• W••••• M••••••••• (registered 2024-08-27)Aug 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address