RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••• H••••• H••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 30, 2025 · Florham Park, Nj
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jan 30, 2025 · Conshohocken, Pa
- M••••• S•••••• wirehouseMar 6, 2020 to Feb 7, 2025 · Blue Bell, Pa
- S••••••• F•••••••• S•••••••• I••• formerMar 6, 2012 to Mar 17, 2020 · Plymouth Meeting, Pa
- M••••• S•••••• to R••••••••• C•••••• M•••••••••left Feb 7, 2025, registered Jan 30, 2025 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- S••••••• F•••••••• S•••••••• I••• to M••••• S••••••left Mar 17, 2020, registered Mar 6, 2020 (-11 days) · Affiliated broker-dealer or bank to wirehouse
- W••• H••••• H•••• left M••••• S•••••• for R••••••••• C•••••• M••••••••• (registered 2025-01-30)Feb 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address