DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• L•••

C••••••• M••••••••• I••••••••• A•••••••• L••asset managerWest Chester, Pa dual registrantIAPD 2820162

Feed of 09/14/2026

Also filed as A••••• John L•••

At current firm

0 y

since Jun 10, 2026

In the industry

29 y

since Jan 24, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager current
since Jun 10, 2026 · Boston, Ma
V••• I••••••••• M••••••••• C•• L•• asset manager
Mar 26, 2026 to May 12, 2026 · West Chester, Pa
I•••••• A•••••••• I••• asset manager
Jan 19, 2011 to May 31, 2019 · Atlanta, Ga
T• A••••••••• I••••••••• M••••••••• L•• former
Jun 9, 2005 to Dec 1, 2005 · Bellevue, Ne

Moves

a registration end followed by a registration begin elsewhere

V••• I••••••••• M••••••••• C•• L•• to C••••••• M••••••••• I••••••••• A•••••••• L••
left May 12, 2026, registered Jun 10, 2026 (29 days) · Other
I•••••• A•••••••• I••• to V••• I••••••••• M••••••••• C•• L••
left May 31, 2019, registered Mar 26, 2026 (2491 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to I•••••• A•••••••• I•••
left Dec 1, 2005, registered Jan 19, 2011 (1875 days) · Other

Signals

A••••• L••• left V••• I••••••••• M••••••••• C•• L•• for C••••••• M••••••••• I••••••••• A•••••••• L•• (registered 2026-06-10)
May 12, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address