DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• S••••• W•••••

L•• F•••••••• L••BD affiliatedMarietta, Gadual registrantIAPD 2824248

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tom Wegner

At current firm

2 y

since Mar 4, 2024

In the industry

27 y

since Jan 21, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 4, 2024 · Marietta, Ga
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 3, 2023 to Mar 5, 2024 · Hinesville, Ga
L•• F•••••••• L•• BD affiliated
Aug 14, 2015 to Feb 6, 2023 · Stockbridge, Ga
C••• I••••••••• A•••••••• I••• independent RIA
Apr 23, 2015 to Sep 9, 2015 · Mcdonough, Ga
W•••• F•••• A••••••• wirehouse
Apr 11, 2014 to Mar 25, 2015 · Atlanta, Ga
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Apr 11, 2014 · Cumming, Ga
C••••• I••••••••• S••••••• L•• former
Jan 11, 2013 to Jan 21, 2014 · Cumming, Ga
L•• F•••••••• L•• BD affiliated
Jun 11, 2010 to May 25, 2012 · Miami Lakes, Fl
C••••••• A•••• M••••••••• I•• unclassified
Apr 23, 2009 to Oct 30, 2009 · Dunwoody, Ga
F•••• T•••••••• A••••••• S•••••••• I••• former
Sep 9, 2008 to Apr 17, 2009 · Memphis, Tn
F•••• H•••••• A•••••••• I•• former
Jul 22, 2008 to Apr 17, 2009 · Chattanooga, Tn
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Jul 12, 2006 to Dec 4, 2006 · Woodstock, Ga

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Mar 5, 2024, registered Mar 4, 2024 (-1 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 6, 2023, registered Feb 3, 2023 (-3 days) · RIA to affiliated broker-dealer or bank
C••• I••••••••• A•••••••• I••• to L•• F•••••••• L••
left Sep 9, 2015, registered Aug 14, 2015 (-26 days) · Other
W•••• F•••• A••••••• to C••• I••••••••• A•••••••• I•••
left Mar 25, 2015, registered Apr 23, 2015 (29 days) · Other
C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••
left Apr 11, 2014, registered Apr 11, 2014 (0 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to C••••• I••••••••• S••••••• L••
left May 25, 2012, registered Jan 11, 2013 (231 days) · Other
C••••••• A•••• M••••••••• I•• to L•• F•••••••• L••
left Oct 30, 2009, registered Jun 11, 2010 (224 days) · Other
F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••
left Apr 17, 2009, registered Sep 9, 2008 (-220 days) · Other
F•••• T•••••••• A••••••• S•••••••• I••• to C••••••• A•••• M••••••••• I••
left Apr 17, 2009, registered Apr 23, 2009 (6 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••
left Dec 4, 2006, registered Jul 22, 2008 (596 days) · Other

Signals

T••••• S••••• W••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2024-03-04)
Mar 5, 2024 · Advisor changed firm · fact
T••••• S••••• W••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-02-03)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address