N••••••• K•••••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Greenwood Village, Co
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Feb 27, 2023 to Mar 31, 2025 · Wayne, Nj
• W•••• F•••• A••••••• wirehouse
  Nov 20, 2018 to Dec 16, 2022 · Paramus, Nj
• P•• W••••• M••••••••• BD affiliated
  Jul 1, 2015 to Nov 1, 2018 · Wayne, Nj

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Dec 16, 2022, registered Feb 27, 2023 (73 days) · Wirehouse to affiliated broker-dealer or bank
• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Nov 1, 2018, registered Nov 20, 2018 (19 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

• ••• Locked
  Dec 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address