RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••• I••• L•••
- M••••••••• W••••• M••••••••• no RAUM currentsince Feb 27, 2026 · Woodland Hills, Ca
- M••••••••• R••••••••• BD affiliatedJul 28, 2015 to Mar 16, 2026 · Woodland Hills, Ca
- F•••• B•••••••• A••••••• L••••• unclassifiedMar 6, 2015 to Jun 25, 2015 · Roseville, Ca
- L•• F•••••••• L•• BD affiliatedNov 26, 2012 to Mar 5, 2015 · Woodland Hills, Ca
- C••• F•••••••• S•••••••• L••• formerSep 28, 2010 to Nov 2, 2012 · San Diego, Ca
- C••• B•••••••• S•••••••• I••• formerMar 30, 2005 to Sep 20, 2010 · Woodland Hills, Ca
- E•••• N••••••• S••••••••• I••• formerNov 7, 2003 to Mar 4, 2005 · Napa, Ca
- P•••••••• S••••••••• I••• BD affiliatedMay 13, 2002 to Jul 24, 2003 · Glendale, Ca
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 16, 2026, registered Feb 27, 2026 (-17 days) · corporate re-registration, not a move
- F•••• B•••••••• A••••••• L••••• to M••••••••• R•••••••••left Jun 25, 2015, registered Jul 28, 2015 (33 days) · Other
- L•• F•••••••• L•• to F•••• B•••••••• A••••••• L•••••left Mar 5, 2015, registered Mar 6, 2015 (1 days) · Other
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left Nov 2, 2012, registered Nov 26, 2012 (24 days) · Other
- C••• B•••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Sep 20, 2010, registered Sep 28, 2010 (8 days) · Other
- E•••• N••••••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••left Mar 4, 2005, registered Mar 30, 2005 (26 days) · Other
- P•••••••• S••••••••• I••• to E•••• N••••••• S••••••••• I•••left Jul 24, 2003, registered Nov 7, 2003 (106 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address