J•••••• N••• K•••••

• G••••••• A•••••••• L•• independent RIA current
  since Sep 16, 2020 · North Little Rock, Ar
• A• W••••• M••••••••• L•• BD affiliated
  Sep 10, 2020 to Oct 21, 2020 · North Little Rock, Ar
• A• W••••• M••••••••• L•• BD affiliated
  Jul 20, 2016 to Sep 10, 2020 · Maumelle, Ar
• K••••• R••••••••• A•••••••• L•• unclassified
  Jul 12, 2010 to Sep 6, 2016 · Maumelle, Ar
• I•••••••• A•••••••• L•• BD affiliated
  May 25, 2010 to Jun 29, 2010 · Maumelle, Ar

• A• W••••• M••••••••• L•• to G••••••• A•••••••• L••
  left Oct 21, 2020, registered Sep 16, 2020 (-35 days) · RIA to RIA
• K••••• R••••••••• A•••••••• L•• to A• W••••• M••••••••• L••
  left Sep 6, 2016, registered Jul 20, 2016 (-48 days) · Other
• I•••••••• A•••••••• L•• to K••••• R••••••••• A•••••••• L••
  left Jun 29, 2010, registered Jul 12, 2010 (13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address