RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• D•••• M•••••
- J•••••• W••••• I••• mixed wealth currentsince May 8, 2024 · Milwaukee, Wi
- P•• W••••• M••••••••• BD affiliatedOct 29, 2012 to Dec 6, 2018 · Milwaukee, Wi
- U••• B•••••• I••••••••• I••• formerFeb 23, 2006 to Feb 23, 2006 · Brookfield, Wi
- F••••• I••••••••• independent RIAApr 19, 2004 to Mar 11, 2005 · Muskego, Wi
- S••••• C•••••• M••••••••• I•• unclassifiedFeb 8, 2002 to Mar 16, 2004 · Menomonee Falls, Wi
- P•• W••••• M••••••••• to J•••••• W••••• I•••left Dec 6, 2018, registered May 8, 2024 (1980 days) · Affiliated broker-dealer or bank to independent RIA
- U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••left Feb 23, 2006, registered Oct 29, 2012 (2440 days) · Other
- F••••• I••••••••• to U••• B•••••• I••••••••• I•••left Mar 11, 2005, registered Feb 23, 2006 (349 days) · Other
- S••••• C•••••• M••••••••• I•• to F••••• I•••••••••left Mar 16, 2004, registered Apr 19, 2004 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address