DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Waldemar Mark Dziedzic

Sequent Planning, LLCindependent RIAOmaha, Ne IA-onlyIAPD 2845611

Feed of 09/15/2026

Also filed as Waldemar Dziedzic

At current firm

1 y

since Aug 25, 2025

In the industry

29 y

since Mar 21, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sequent Planning, LLC independent RIA current
since Aug 25, 2025 · Middletown, Ct
Aegis Wealth Management, Inc. independent RIA
Nov 29, 2021 to Sep 22, 2023 · Guthrie Center, Ia
Winthrop Bentley Capital, LLC unclassified
Jan 17, 2018 to Dec 13, 2019 · Tuscon, Az
Nationwide Securities, LLC no RAUM
Jul 23, 2013 to May 7, 2014 · Rocky Hill, Ct
Ast Investment Services, Inc. asset manager
Mar 20, 2006 to Jan 29, 2013 · Shelton, Ct
American Skandia Advisory Services, Inc. unclassified
Mar 12, 2003 to Mar 25, 2004 · Shelton, Ct

Moves

a registration end followed by a registration begin elsewhere

Aegis Wealth Management, Inc. to Sequent Planning, LLC
left Sep 22, 2023, registered Aug 25, 2025 (703 days) · RIA to RIA
Winthrop Bentley Capital, LLC to Aegis Wealth Management, Inc.
left Dec 13, 2019, registered Nov 29, 2021 (717 days) · Other
Nationwide Securities, LLC to Winthrop Bentley Capital, LLC
left May 7, 2014, registered Jan 17, 2018 (1351 days) · Other
Ast Investment Services, Inc. to Nationwide Securities, LLC
left Jan 29, 2013, registered Jul 23, 2013 (175 days) · Other
American Skandia Advisory Services, Inc. to Ast Investment Services, Inc.
left Mar 25, 2004, registered Mar 20, 2006 (725 days) · Other

Signals

Waldemar Mark Dziedzic left Aegis Wealth Management, Inc. for Sequent Planning, Llc (registered 2025-08-25)
Sep 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address