DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Edward Adams
Feed of 09/14/2026
Also filed as Brian Adams
At current firm
6 y
since Oct 15, 2019
In the industry
29 y
since Mar 21, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Money Concepts Advisory Service BD affiliated currentsince Oct 15, 2019 · Powder Springs, Ga
- Redhawk Wealth Advisors, Inc. independent RIAOct 14, 2014 to May 4, 2016 · Marietta, Ga
- Masterplan Retirement Consultants state registeredSep 17, 2014 to Sep 6, 2019 · Marietta, Ga
- Invest Financial Corporation formerJul 27, 2009 to Sep 15, 2014 · Canton, Ga
- First Legacy Securities, LLC unclassifiedAug 15, 2007 to Jul 23, 2009 · Marietta, Ga
- Crow Financial Advisors formerMar 17, 2005 to Aug 10, 2007 · Marietta, Ga
- A. G. Edwards & Sons, Inc. unclassifiedMar 18, 2003 to Aug 23, 2004 · Marietta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Masterplan Retirement Consultants to Redhawk Wealth Advisors, Inc.left Sep 6, 2019, registered Oct 14, 2014 (-1788 days) · Other
- Redhawk Wealth Advisors, Inc. to Money Concepts Advisory Serviceleft May 4, 2016, registered Oct 15, 2019 (1259 days) · Other
- Invest Financial Corporation to Masterplan Retirement Consultantsleft Sep 15, 2014, registered Sep 17, 2014 (2 days) · Other
- First Legacy Securities, LLC to Invest Financial Corporationleft Jul 23, 2009, registered Jul 27, 2009 (4 days) · Other
- Crow Financial Advisors to First Legacy Securities, LLCleft Aug 10, 2007, registered Aug 15, 2007 (5 days) · Other
- A. G. Edwards & Sons, Inc. to Crow Financial Advisorsleft Aug 23, 2004, registered Mar 17, 2005 (206 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address