T••••••• J••••• F••

A••••• A•• P••••••• S•••••••BD affiliatedHamden, Ct dual registrantIAPD 2857229

Feed of 09/14/2026

Also filed as T••••••• J• ••• F•••••• F••••••••• J••••• F••••••••• J••••• F••

At current firm

3 y

since May 17, 2023

In the industry

29 y

since Apr 16, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since May 17, 2023 · Hamden, Ct
E•••••• A••••••• G••••• L•• BD affiliated
Aug 25, 2021 to May 2, 2023 · Madison, Ct
W•••• F•••• A••••••• wirehouse
Jul 20, 2015 to Oct 29, 2019 · Essex, Ct

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to A••••• A•• P••••••• S•••••••
left May 2, 2023, registered May 17, 2023 (15 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••
left Oct 29, 2019, registered Aug 25, 2021 (666 days) · Other

Signals

••• Locked
May 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address