DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• M•••••

T••••• A••••••• S•••••••• I•••BD affiliatedRaleigh, Ncdual registrantIAPD 2861580

Feed of 09/14/2026

Also filed as Cindy J Fruehling

At current firm

2 y

since Aug 20, 2024

In the industry

27 y

since Apr 29, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Aug 20, 2024 · Raleigh, Nc
R•• C•••••• M••••••• L•• national BD
Feb 1, 2023 to Jun 27, 2024 · Raleigh, Nc
J••• M••••• S••••••••• L•• wirehouse
Mar 8, 2021 to Jan 21, 2023 · Morristown, Nj
M••••• S•••••• wirehouse
Jul 10, 2019 to Mar 2, 2021 · Morristown, Nj

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to T••••• A••••••• S•••••••• I•••
left Jun 27, 2024, registered Aug 20, 2024 (54 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to R•• C•••••• M••••••• L••
left Jan 21, 2023, registered Feb 1, 2023 (11 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to J••• M••••• S••••••••• L••
left Mar 2, 2021, registered Mar 8, 2021 (6 days) · Wirehouse to wirehouse

Signals

C•••• M••••• left R•• C•••••• M••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2024-08-20)
Jun 27, 2024 · Advisor changed firm · fact
C•••• M••••• left J••• M••••• S••••••••• L•• for R•• C•••••• M••••••• L•• (registered 2023-02-01)
Jan 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address