DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Yeats Thomas

Members Wealth LLCindependent RIAMedia, Pa IA-onlyIAPD 2870674

Feed of 09/14/2026

Also filed as Timothy Thomas

At current firm

3 y

since Aug 24, 2023

In the industry

27 y

since Mar 4, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Members Wealth LLC independent RIA current
since Aug 24, 2023 · Santa Barbara, Ca
Cs Planning Corp independent RIA
Dec 21, 2022 to Nov 9, 2023 · Santa Barbara, Ca
Hoey Investments, Inc. independent RIA
Oct 13, 2021 to Nov 7, 2022 · Coatesville, Pa
Integrative Investing unclassified
Oct 1, 2021 to Jan 21, 2023 · Santa Barbara, Ca
Wealthcare Advisory Partners LLC BD affiliated
Jun 1, 2020 to Sep 29, 2021 · West Chester, Pa
Integrative Investing unclassified
Dec 10, 2018 to Jul 8, 2020 · Santa Barbara, Ca
Hoey Investments, Inc. independent RIA
Apr 23, 2018 to Jan 17, 2019 · Coatesville, Pa
Bny Mellon Advisors, Inc. bank affiliated
Feb 9, 2004 to Jan 2, 2008 · Malvern, Pa
Lockwood Financial Services, Inc. unclassified
Jun 30, 2000 to Jan 2, 2008 · Malvern, Pa

Moves

a registration end followed by a registration begin elsewhere

Cs Planning Corp to Members Wealth LLC
left Nov 9, 2023, registered Aug 24, 2023 (-77 days) · RIA to a newly registered adviser
Integrative Investing to Hoey Investments, Inc.
left Jan 21, 2023, registered Oct 13, 2021 (-465 days) · Other
Hoey Investments, Inc. to Cs Planning Corp
left Nov 7, 2022, registered Dec 21, 2022 (44 days) · RIA to RIA
Wealthcare Advisory Partners LLC to Integrative Investing
left Sep 29, 2021, registered Oct 1, 2021 (2 days) · Other
Integrative Investing to Wealthcare Advisory Partners LLC
left Jul 8, 2020, registered Jun 1, 2020 (-37 days) · Other
Hoey Investments, Inc. to Integrative Investing
left Jan 17, 2019, registered Dec 10, 2018 (-38 days) · Other
Lockwood Financial Services, Inc. to Bny Mellon Advisors, Inc.
left Jan 2, 2008, registered Feb 9, 2004 (-1423 days) · Other
Bny Mellon Advisors, Inc. to Hoey Investments, Inc.
left Jan 2, 2008, registered Apr 23, 2018 (3764 days) · Other

Signals

Timothy Yeats Thomas left Cs Planning Corp for Members Wealth Llc (registered 2023-08-24)
Nov 9, 2023 · Advisor changed firm · fact
Timothy Yeats Thomas left Integrative Investing for Hoey Investments, Inc. (registered 2021-10-13)
Jan 21, 2023 · Advisor changed firm · fact
Timothy Yeats Thomas left Hoey Investments, Inc. for Cs Planning Corp (registered 2022-12-21)
Nov 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address